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880 Carillon Parkway, Saint Petersburg, FL 33716 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2022-03-01 |
| PA | RA | APPROVED | 2018-05-31 |
Branch Locations
211 Welsh Pool Road Suite 104, Exton, PA 19341 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Walsh & Nicholson Financial Group | Wayne | PA | 07/2016 | 05/2018 |
| Ameritas Investment Corp. | Lincoln | NE | 07/2016 | 05/2018 |
| Raymond James Financial Services, Inc. | Exton | PA | 05/2018 | Present |
| Raymond James Financial Services Advisors, Inc. | Exton | PA | 05/2018 | Present |
| Alliger Capital Management Llc | Exton | PA | 06/2018 | Present |
| Alliger Financial | Exton | PA | 06/2018 | Present |
(1)Name of Business: Alliger Capital Management LLC Address: 211 Welsh Pool Rd Ste 104, Exton, PA, 19341, United States Activity Type: Support Company - Non Owner Position/Title: Associate/Employee Investment Related: No Start Date: 06/01/2018 Hours per month devoted to this business: 0-1 Hours per month devoted to this business during trading hours: 0-1 Description of duties: Financial Advisor (2)Name of Business: Alliger Financial Address: 211 Welsh Pool Rd Ste 104, Exton, PA, 19341, United States Activity Type: Support Company - Non Owner Position/Title: Other Investment Related: No Start Date: 06/01/2018 Hours per month devoted to this business: 81+ Hours per month devoted to this business during trading hours: 41+ Description of duties: Financial Advisor
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2016-09-28 |
| S63 | Uniform Securities Agent State Law Examination | 2014-07-15 |
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