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Samuel James Adams

Capital Client Group, Inc.

Oakton, VA

Los Angeles, CA

CRD 6350470

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Employer firm

Capital Client Group, Inc. CRD 6247

Reported services (Item 5G)

  • RECOMMENDING AFFILIATE AS INVESTMENT ADVISER OF SMA ASSETS

From the firm’s Form ADV. Read the guides:

Current Employers
Capital Client Group, Inc.

333 South Hope Street 55Th Floor, Los Angeles, CA 90071-1406 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2024-07-10
  • CA RA
    APPROVED
    Since 2024-07-10

Branch Locations

Oakton, VA • United States

333 South Hope Street, 55Th Floor, Los Angeles, CA 90071-1447 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Blackrock / Blackrock Investments, Llc Washington DC 08/2016 06/2024
Capital Group / Capital Client Group, Inc. Los Angeles CA 07/2024 Present
  • 08/2016 → 06/2024
    Blackrock / Blackrock Investments, Llc
    Washington, DC
  • 07/2024 → Present
    Capital Group / Capital Client Group, Inc.
    Los Angeles, CA
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2016-10-03
  • S66 Uniform Combined State Law Examination
    2016-10-03
Other Names
  • Samuel Adams
  • Sam Adams

View on SEC IAPD

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