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John Morfesi

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Charlotte, NC

Pennington, NJ

Fort Mill, SC

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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
SC RA APPROVED 2024-08-05
NC RA APPROVED 2021-10-22
  • SC RA
    APPROVED
    Since 2024-08-05
  • NC RA
    APPROVED
    Since 2021-10-22

Branch Locations

620 S Tryon St Central Business Review Unit, Charlotte, NC 28255 • United States

1100-1800 American Blvd Central Business Review Unit, Pennington, NJ 08534 • United States

Fort Mill, SC • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Advisors Llc Charlotte NC 05/2009 11/2016
Wells Fargo Clearing Services, Llc Charlotte NC 11/2016 09/2021
Merrill Lynch Charlotte NC 09/2021 Present
  • 05/2009 → 11/2016
    Wells Fargo Advisors Llc
    Charlotte, NC
  • 11/2016 → 09/2021
    Wells Fargo Clearing Services, Llc
    Charlotte, NC
  • 09/2021 → Present
    Merrill Lynch
    Charlotte, NC
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2008-10-07
S63 Uniform Securities Agent State Law Examination 2006-07-05
  • S66 Uniform Combined State Law Examination
    2008-10-07
  • S63 Uniform Securities Agent State Law Examination
    2006-07-05

View on SEC IAPD

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