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501 N Broadway, St Louis, MO 63102 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2023-03-22 |
Branch Locations
Four Chasewood, 20329 State Highway 249 Suite 150, Houston, TX 77070 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | The Woodlands | TX | 04/2011 | 03/2023 |
| Bank Of America, N.A. | Woodlands | TX | 10/2011 | 03/2023 |
| Stifel, Nicolaus & Company, Incorporated | Houston | TX | 03/2023 | Present |
1. Faithbridge; 18000 Stuebner Airline Rd., Spring, TX 77379; Church; Caregiver; Childcare during church services on Sunday mornings or special events; 02/13/2023; 4 Hours per Week; Not During Securities Trading Hours; Not Investment-Related. 2. Favor; 2416 E 6th St Austin, TX 78702; grocery delivery; Driver; grocery delivery; 02/24/2026; 20hrs/wk; Not during securities trading hours; Not investment related
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2011-08-08 |
| S63 | Uniform Securities Agent State Law Examination | 2006-05-10 |
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