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200 Vesey St., New York, NY 10281 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| VI | RA | APPROVED | 2024-03-19 |
| TX | RA | APPROVED | 2015-06-15 |
Branch Locations
303 Pearl Parkway Suite 380, San Antonio, TX 78215-1285 • United States
San Antonio, TX • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Rbc Capital Markets, Llc | San Antonio | TX | 05/2014 | Present |
(1) STELLA & DOT; ADDRESS: PERSONAL RESIDENCE; BUSINESS DESCRIPTION: JEWELRY SALES; NOT INVESTMENT RELATED; START DATE: 10/01/2015; CAPACITY: INDEPENDENT CONTRACTOR; DUTIES: I WILL SELL JEWELRY THROUGH AN ONLINE ADDRESS AND OCCASIONALLY HOST SMALL JEWELRY PARTIES; HOURS DEVOTED PER WEEK: 3; HOURS DEVOTED DURING SECURITIES HOURS PER WEEK: 0 (2) RENTAL PROPERTY; ADDRESS: 7719 BONITO PART DRIVE SAN ANTONIO, TX 78249; BUSINESS DESCRIPTION: RENTAL PROPERTY; NOT INVESTMENT RELATED; START DATE: 05/27/2015; CAPACITY: OWNER-PASSIVE; DUTIES: CHECKING IN AND APPROVING REPAIRS; HOURS DEVOTED PER WEEK: .50; HOURS DEVOTED DURING SECURITIES HOURS PER WEEK: 0 (3) RENTAL PROPERTY; ADDRESS: 7436 MESA VERDE TRAIL FORT WORTH, TX 76137; BUSINESS DESCRIPTION: RENTAL PROPERTY; NOT INVESTMENT RELATED; START DATE: 05/27/2015; CAPACITY: OWNER-PASSIVE; DUTIES: CHECKING IN AND APPROVING REPAIRS; HOURS DEVOTED PER WEEK: .50; HOURS DEVOTED DURING SECURITIES HOURS PER WEEK: 0 (4) RIVERCITY MERCHANDISING; ADDRESS: 8801 LOCKWAY STREET, SAN ANTONIO, TX 78217; BUSINESS DESCRIPTION: CONCERT MERCHANDISE; NOT INVESTMENT RELATED; START DATE: 05/05/18; CAPACITY: INDEPENDENT CONTRACTOR/CONSULTANT; DUTIES: EVENT VENDOR; HOURS DEVOTED PER MONTH: 3; HOURS DEVOTED DURING SECURITIES HOURS PER MONTH: NONE (5) Name of Entity - Aramark Address - 1 At and T Center Pkwy San Antonio, TX 78219 Business Description - Event Merchandising Projected Start Date: 09/07/2019 Capacity: Employee Duties Performed: This is an event based position. So, at my choosing I can vend the retail merchandise at concerts that fall on weekends when I have free time. Hours Devoted to this OBA per Month: 3 Hours Devoted to this OBA during business hours: 0 (6)NAME OF ENTITY: Scout & Cellar ADDRESS: 4531 Simonton Road, Farmers Branch, TX 75244 INVESTMENT/NOT INVESTMENT RELATED: No BUSINESS DESCRIPTION: Clean Wine Consultant CAPACITY: Independent Contractor/Consultant START DATE: 05/18/20 DUTIES: I enjoy this company's products(wine) so I will be my own main customer. If friends and family enjoy it then they are welcome to purchase from me. I would be considered a clean/wine consultant. HOURS DEVOTED PER MONTH: 2 HOURS DEVOTED DURING SECURITIES HOURS PER MONTH: 0
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2015-06-15 |
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