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Harry Kaplan

Strategic Advisers LLC

Rochester, NY

Rochester, NY

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Current Employers
Strategic Advisers Llc

155 Seaport Blvd, Boston, MA 02210-2698 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2025-03-31
  • NY RA
    APPROVED
    Since 2025-03-31

Branch Locations

2780 Monroe Ave Suite 201, Rochester, NY 14618-4139 • United States

Rochester, NY • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Manning & Napier Advisors, Llc Fairport NY 10/2017 04/2019
Manning & Napier Advisors, Llc Fairport NY 04/2019 09/2020
Manning & Napier Investor Services, Inc. Fairport NY 11/2019 09/2020
University Of Rochester Rochester NY 09/2013 05/2017
Unemployed West Orange NJ 05/2017 10/2017
The Vanguard Group, Inc. Malvern PA 09/2020 12/2021
The Prudential Insurance Company Of America Brockport NY 01/2022 08/2023
Pruco Securites, Llc Brockport NY 01/2022 08/2023
Fidelity Investments Rochester NY 08/2023 Present
Fidelity Investments Boston MA 03/2025 Present
  • 10/2017 → 04/2019
    Manning & Napier Advisors, Llc
    Fairport, NY
  • 04/2019 → 09/2020
    Manning & Napier Advisors, Llc
    Fairport, NY
  • 11/2019 → 09/2020
    Manning & Napier Investor Services, Inc.
    Fairport, NY
  • 09/2013 → 05/2017
    University Of Rochester
    Rochester, NY
  • 05/2017 → 10/2017
    Unemployed
    West Orange, NJ
  • 09/2020 → 12/2021
    The Vanguard Group, Inc.
    Malvern, PA
  • 01/2022 → 08/2023
    The Prudential Insurance Company Of America
    Brockport, NY
  • 01/2022 → 08/2023
    Pruco Securites, Llc
    Brockport, NY
  • 08/2023 → Present
    Fidelity Investments
    Rochester, NY
  • 03/2025 → Present
    Fidelity Investments
    Boston, MA
Previous Registrations
  • 2023-09-15 → 2025-03-31
    Fidelity Personal And Workplace Advisors
    Rochester, NY
  • 2022-02-03 → 2023-08-30
    Pruco Securities, Llc.
    Minneapolis, MN
    West Orange, NJ
    Brockport, NY
    Rochester, NY
  • 2020-11-12 → 2021-12-23
    Vanguard Advisers, Inc.
    Malvern, PA
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2020-10-14
S63 Uniform Securities Agent State Law Examination 2020-06-11
  • S66 Uniform Combined State Law Examination
    2020-10-14
  • S63 Uniform Securities Agent State Law Examination
    2020-06-11
Other Names
  • Harry Kaplan
  • Harry Nathan Kaplan

View on SEC IAPD

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Other Investors

THERESA CLARE KENYON
JAMES HAROLD HARMAN
GEORGIANN VALLEE COLLINS
NICHOLAS J TAGLIARINO
AMY P STRUTT
HEATHER LYNN LUCAS
CHAD ROBERT JACOB
JASON ANTHONY MILNER

Other Offices

MORGAN STANLEY · Rochester, NY
COMMONWEALTH FINANCIAL NETWORK · ROCHESTER, NY
NOVEM GROUP · ROCHESTER, NY
OSAIC WEALTH, INC. · ROCHESTER, NY
EDELMAN FINANCIAL ENGINES · ROCHESTER, NY
RISE ADVISORS, LLC · ROCHESTER, NY
UBS FINANCIAL SERVICES INC. · ROCHESTER, NY
MARINER · Rochester, NY

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