Nicholas Weiler

Current Employers

Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

Authority	Category	Status	Date
MA	RA	APPROVED	2024-11-25
CT	RA	APPROVED	2024-11-21
TX	RA	APPROVED	2024-11-15

MA RA
APPROVED

Since 2024-11-25
CT RA
APPROVED

Since 2024-11-21
TX RA
APPROVED

Since 2024-11-15

Branch Locations

Westwood, MA • United States

20 Tower Lane Suite 500, Avon, CT 06001 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Ubs Fs	Weehawken	NJ	08/2016	12/2020
Penn Mutual Life Insurance Company	Horsham	PA	01/2021	11/2024
Hornor Townsend & Kent Llc	Horsham	PA	01/2021	11/2024
Lpl Financial Llc	Westwood	MA	11/2024	Present

08/2016 → 12/2020

Ubs Fs

Weehawken, NJ
01/2021 → 11/2024

Penn Mutual Life Insurance Company

Horsham, PA
01/2021 → 11/2024

Hornor Townsend & Kent Llc

Horsham, PA
11/2024 → Present

Lpl Financial Llc

Westwood, MA

Previous Registrations

2021-02-05 → 2024-11-18

Hornor, Townsend & Kent, Llc

Norwalk, CT

Avon, CT

Waltham, MA
2016-10-12 → 2020-12-21

Ubs Financial Services Inc.

Weehawken, NJ

Other Businesses

1) 11/2024 - Leopold Wealth Management / Tax Prep/Accounting/CPA / Inv. Related / WESTWOOD, MA 02090 / Start date 01/01/2021 - 30 Hrs per month - 10% Time Spent 2) 11/2024 - Leopold Wealth Management / Non-Variable Insurance / Inv. Related / WESTWOOD, MA 02090 / Start date 01/01/2021 - 30 Hrs per month - 10% Time Spent 3) 11/2024 - Leopold Wealth Management / DBA for LPL Business (entity for LPL business) - Investment related - At reported business location(s) - 160 Hrs per month - 100% Time Spent

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2016-09-12

S66 Uniform Combined State Law Examination

2016-09-12

Other Names

Nicholas Whissel Weiler

View on SEC IAPD