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Employer firm

Empower Advisory Group, LLC CRD 112058

$195B regulatory AUM 24 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Educational seminars

From the firm’s Form ADV. Read the guides:

Current Employers
Empower Advisory Group, Llc

8515 East Orchard Rd 4T2, Greenwood Village, CO 80111 • United States

Current Registrations

AuthorityCategoryStatusDate
OH RA APPROVED 2026-03-13
  • OH RA
    APPROVED
    Since 2026-03-13

Branch Locations

Cincinnati, OH • United States

8515 East Orchard Rd 4T2, Greenwood Village, CO 80111 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Fidelity Brokerage Services, Llc Covington KY 06/2015 02/2026
Fidelity Personal And Workplace Advisors Boston MA 07/2018 02/2026
Fidelity Investments Boston MA 03/2025 02/2026
Empower Advisory Group, Llc Greenwood Village CO 03/2026 Present
Empower Financial Services, Inc Greenwood Village CO 03/2026 Present
  • 06/2015 → 02/2026
    Fidelity Brokerage Services, Llc
    Covington, KY
  • 07/2018 → 02/2026
    Fidelity Personal And Workplace Advisors
    Boston, MA
  • 03/2025 → 02/2026
    Fidelity Investments
    Boston, MA
  • 03/2026 → Present
    Greenwood Village, CO
  • 03/2026 → Present
    Empower Financial Services, Inc
    Greenwood Village, CO
Previous Registrations
  • 2025-03-31 → 2026-02-19
    Cincinnati, OH
    Boston, MA
  • 2018-07-13 → 2025-03-31
    Fidelity Personal And Workplace Advisors
    Boston, MA
    Cincinnati, OH
  • 2017-04-05 → 2018-07-13
    Covington, KY
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2017-03-30
S63 Uniform Securities Agent State Law Examination 2015-07-27
  • S66 Uniform Combined State Law Examination
    2017-03-30
  • S63 Uniform Securities Agent State Law Examination
    2015-07-27
Other Names
  • Ken J Mason
  • Kenneth James Mason
  • Kenneth J. Mason
  • Kenneth Mason

View on SEC IAPD

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