Best Investors
Account
Sign in
1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2023-08-09 |
| IN | RA | APPROVED | 2019-10-11 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Retiresource Wealth Management | Highland | IN | 06/2014 | Present |
| Cetera Advisor Networks Llc | El Segundo | CA | 10/2014 | 11/2018 |
| Lpl Financial, Llc | Highland | IN | 11/2018 | Present |
1. 11/6/2018 - RETIRESOURCE WEALTH MANAGEMENT - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Started 06/01/2014 - 160 Hours Per Month/8 Hours During Securities Trading - Time Spent 100%.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2019-10-07 |
| S63 | Uniform Securities Agent State Law Examination | 2014-11-20 |
Reach out to this advisor