Babita Trivedi

Employer firm

Osaic Wealth, Inc. CRD 23131

$235B regulatory AUM 56,660 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 06/2014 → 11/2018
  Sii
  Jericho, NY
• 11/2018 → Present
  Osaic Wealth, Inc.
  Melville, NY

Previous Registrations

• 2016-07-06 → 2018-11-02
  Signator Investors, Inc.
  Melville, NY

Other Businesses

1. INSURANCE BROKER POSITION: Insurance Broker NATURE: Sole Propietorship INVESTMENT RELATED: Yes NUMBER OF HOURS: 5 SECURITIES TRADING HOURS: 2 START DATE: 01/07/2015 ADDRESS: 575 Broadhollow Road, Melville NY 11747, United States DESCRIPTION: Sales and service for fixed insurance 2. LIGHTHOUSE FINANCIAL NETWORK, LLC POSITION: Financial Planner NATURE: LLC INVESTMENT RELATED: Yes NUMBER OF HOURS: 160 SECURITIES TRADING HOURS: 160 START DATE: 09/14/2014 ADDRESS: 575 Broadhollow Road, Melville NY 11747, United States DESCRIPTION: Financial Planner for Lighthouse Financial Network, LLC. an independent firm ofOsaic Wealth Inc

Exams

• S66 Uniform Combined State Law Examination
  2014-09-07

Designations

• Certified Financial Planner

Other Names

• Babita Paul