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Current Employers
Voya Financial Advisors, Inc.

One Orange Way, Windsor, CT 06095 • United States

Current Registrations

AuthorityCategoryStatusDate
CT RA APPROVED 2019-06-10
  • CT RA
    APPROVED
    Since 2019-06-10

Branch Locations

One Orange Way, C4-S, Windsor, CT 06095 • United States

South Windsor, CT • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal Yes
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Voya Financial Hartford CT 09/2014 Present
Voya Financial Advisors Windsor CT 09/2014 04/2019
Voya Financial Advisor, Inc. Windsor CT 06/2019 Present
  • 09/2014 → Present
    Voya Financial
    Hartford, CT
  • 09/2014 → 04/2019
    Voya Financial Advisors
    Windsor, CT
  • 06/2019 → Present
    Voya Financial Advisor, Inc.
    Windsor, CT
Previous Registrations
Other Businesses

SOUTH WINDSOR SOCCER CLUB POSITION: Age 11 Assistant Coach NATURE: I will be an assistant coach for my son's Age under 11 soccer team. I will be assisting the head coach with practices and games. The team is a town team, all participants under the age of 11. This is a volunteer non paid position. INVESTMENT RELATED: No NUMBER OF HOURS: 25 SECURITIES TRADING HOURS: 0 START DATE: 08/12/2023 ADDRESS: 1257 John Fitch Blvd Suite 4, South Windsor CT 06074, United States DESCRIPTION: I will be assisting in coordinating youth practices twice a week. Also, I will be assisting in coaching during scheduled games on the weekend. This is a non board position. I will just be coaching youths learning soccer. Two practices a week in the evenings after trading hours, and twice weekly games on Saturday and Sunday.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2011-12-19
S63 Uniform Securities Agent State Law Examination 2007-10-05
  • S65 Uniform Investment Adviser Law Examination
    2011-12-19
  • S63 Uniform Securities Agent State Law Examination
    2007-10-05
Other Names
  • Dan Yanotchko

View on SEC IAPD

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