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85 Railroad Place Suite 101A, Saratoga Springs, NY 12866 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2026-01-14 |
Branch Locations
300 E. Davis St Ste 145, Mckinney, TX 75069 • United States
85 Railroad Place Suite 101A, Saratoga Springs, NY 12866 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Nylife Securities | Dallas | TX | 03/2015 | 09/2022 |
| New York Life Insurance Co | Dallas | TX | 06/2014 | 09/2022 |
| Audible Financial Group | Dallas | TX | 10/2021 | Present |
| Mml Investors Services, Llc | Mckinney | TX | 09/2022 | 12/2025 |
| Massmutual Life Insurance Co | Mckinney | TX | 06/2018 | 12/2025 |
| Etico | Saratoga Springs | NY | 01/2026 | Present |
| Quartz Partners | Saratoga Springs | NY | 01/2026 | Present |
(1) NAME: AUDIBLE FINANCIAL GROUP LLC INV REL: Y ADD: RESIDENTIAL NATURE: OUTSIDE INSURANCE SALES: LIFE, DISABILITY, EQUITY FIXED LIFE, LONG-TERM CARE, FIXED ANNUITIES, HEALTH POSITION: CO-FOUNDER AND MANAGING PARTNER START DATE: 09/01/2022 No. HR/MO: 4. No. HR/MO DURING SEC TRADING: 0. DESCRIBE DUTIES: PROVIDE FIXED LIFE, ANNUITY, DISABILITY, LONG TERM CARE SOLUTIONS. (2) NAME: AUDIBLE FINANCIAL GROUP, LLC INV REL: Y ADD: RESIDENTIAL NATURE: OTHER - DBA POSITION: CO-FOUNDER AND MANAGING PARTNER START DATE: 09/02/2022 No. HR/MO: 40. No. HR/MO DURING SEC TRADING: 40. DESCRIBE DUTIES: INSURANCE AND FINANCIAL SERVICES (3) NAME: AUDIBLE CONSULTING LLC INV REL: Y ADD: 300 E DAVIS ST., STE 158 MCKINNEY TX 75069 NATURE: COACHING AND MENTORING INSURANCE AGENTS, FINANCIAL LITERACY WORKSHOPS POSITION: CO-FOUNDER AND MANAGING MEMBER START DATE: 01/01/2023 No. HR/MO: 4. No. HR/MO DURING SEC TRADING: 0. DESCRIBE DUTIES: WORK WITH OTHER INSURANCE AGENTS HELPING THEM BE MORE SUCCESSFUL WITH LIFE INSURANCE SALES AND CONCEPTS.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2023-02-23 |
| S63 | Uniform Securities Agent State Law Examination | 2015-09-08 |
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