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Keith Richard Dorney

Empower Advisory Group, LLC

Wilmington, NC

Greenwood Village, CO

CRD 3150331

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Employer firm

Empower Advisory Group, LLC CRD 112058

$195B regulatory AUM 24 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Educational seminars

From the firm’s Form ADV. Read the guides:

Current Employers
Empower Advisory Group, Llc

8515 East Orchard Rd 4T2, Greenwood Village, CO 80111 • United States

Current Registrations

AuthorityCategoryStatusDate
NC RA APPROVED 2026-06-24
  • NC RA
    APPROVED
    Since 2026-06-24

Branch Locations

Wilmington, NC • United States

8515 East Orchard Rd 4T2, Greenwood Village, CO 80111 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action Yes
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Advisors, Llc Oakhurst NJ 10/2015 11/2016
Wells Fargo Clearing Services, Llc Oakhurst NJ 11/2016 04/2018
Fisher Investments Camas WA 04/2018 08/2020
My Personal Cfo Vancouver WA 12/2020 03/2021
Unemployed Camas WA 09/2020 12/2020
Empower Advisory Group, Llc Greenwood Village CO 04/2023 Present
Happy Valley Partners Kalama WA 04/2021 Present
Previous Registrations
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2023-05-19
S66 Uniform Combined State Law Examination 2011-12-29
S63 Uniform Securities Agent State Law Examination 1999-09-24
  • S65 Uniform Investment Adviser Law Examination
    2023-05-19
  • S66 Uniform Combined State Law Examination
    2011-12-29
  • S63 Uniform Securities Agent State Law Examination
    1999-09-24

View on SEC IAPD

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