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Brian Edward Sacks

Oppenheimer & Co. Inc.

Angel Fire, NM

Houston, TX

CRD 6348389

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Employer firm

Oppenheimer & Co. Inc. CRD 249

$36.7B regulatory AUM

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers

From the firm’s Form ADV. Read the guides:

Current Employers
Oppenheimer & Co. Inc.

85 Broad Street 22Nd Floor, New York, NY 10004 • United States

Current Registrations

AuthorityCategoryStatusDate
NM RA APPROVED 2020-10-21
TX RA APPROVED 2020-08-03
  • NM RA
    APPROVED
    Since 2020-10-21
  • TX RA
    APPROVED
    Since 2020-08-03

Branch Locations

Angel Fire, NM • United States

711 Louisiana Street 15Th Floor, Houston, TX 77002 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Baylor University Waco TX 08/2015 05/2019
Oppenheimer & Co. Inc. Houston TX 06/2019 Present
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2020-08-01
  • S66 Uniform Combined State Law Examination
    2020-08-01

View on SEC IAPD

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