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85 Broad Street 22Nd Floor, New York, NY 10004 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NM | RA | APPROVED | 2020-10-21 |
| TX | RA | APPROVED | 2020-08-03 |
Branch Locations
Angel Fire, NM • United States
711 Louisiana Street 15Th Floor, Houston, TX 77002 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Baylor University | Waco | TX | 08/2015 | 05/2019 |
| Oppenheimer & Co. Inc. | Houston | TX | 06/2019 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2020-08-01 |
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