Daniel Novak

Current Employers

Williams & Novak Wealth Management, Llc

2625 Townsgate Road Suite 330, Westlake Village, CA 91361 • United States

Current Registrations

Authority	Category	Status	Date
CA	RA	APPROVED	2024-10-21
TX	RA	APPROVED	2023-10-11

CA RA
APPROVED

Since 2024-10-21
TX RA
APPROVED

Since 2023-10-11

Branch Locations

Thousand Oaks, CA • United States

2625 Townsgate Road Suite 330, Westlake Village, CA 91361 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Charles Schwab & Co., Inc.	Pasadena	CA	05/2015	03/2019
Charles Schwab Bank	Pasadena	CA	05/2015	03/2019
Tcfg Investment Advisors, Llc	Laguna Niguel	CA	03/2019	03/2019
Tcfg Insurance Solutions, Llc	Laguna Niguel	CA	03/2019	03/2019
Tcfg Wealth Management, Llc	Laguna Niguel	CA	03/2019	03/2019
Western International Securities, Inc.	Pasadena	CA	03/2019	05/2023
Dynamic Wealth Advisors Dba Williams & Novak Wealth Management	Phoenix	AZ	05/2023	11/2023
Williams & Novak Wealth Management, Llc	Westlake Village	CA	08/2023	Present
Williams & Novak Wealth Management, Llc	Westlake Village	CA	08/2026	Present
Alexander Capital, L.P.	Red Bank	NJ	11/2024	Present
Integrity Brokerage	Seattle	WA	10/2024	11/2024

05/2015 → 03/2019

Charles Schwab & Co., Inc.

Pasadena, CA
05/2015 → 03/2019

Charles Schwab Bank

Pasadena, CA
03/2019 → 03/2019

Tcfg Investment Advisors, Llc

Laguna Niguel, CA
03/2019 → 03/2019

Tcfg Insurance Solutions, Llc

Laguna Niguel, CA
03/2019 → 03/2019

Tcfg Wealth Management, Llc

Laguna Niguel, CA
03/2019 → 05/2023

Western International Securities, Inc.

Pasadena, CA
05/2023 → 11/2023

Dynamic Wealth Advisors Dba Williams & Novak Wealth Management

Phoenix, AZ
08/2023 → Present

Williams & Novak Wealth Management, Llc

Westlake Village, CA
08/2026 → Present

Williams & Novak Wealth Management, Llc

Westlake Village, CA
11/2024 → Present

Alexander Capital, L.P.

Red Bank, NJ
10/2024 → 11/2024

Integrity Brokerage

Seattle, WA

Previous Registrations

2023-05-31 → 2023-11-28

Dynamic

Westgate Village, CA

Phoenix, AZ
2019-03-22 → 2023-06-01

Western International Securities, Inc.

Pasadena, CA

Pasadena, CA
2023-04-28 → 2023-04-28

Dynamic

Phoenix, AZ

Thousand Oaks, CA
2019-03-11 → 2019-05-17

Tcfg Investment Advisors, Llc

Burbank, CA

Laguna Niguel, CA
2015-06-26 → 2019-03-05

Charles Schwab & Co., Inc.

Pasadena, CA

Arcadia, CA
2014-12-23 → 2015-01-14

Thrivent Investment Management Inc.

Thousand Oaks, CA

Other Businesses

1) Accident & Health and Life Insurance; Investment-Related; Agent 2) Estate Documents Pro, LLC; Non Investment-Related; Estate Document Referral Service; Licensee 3) William & Novak Wealth Management; Investment related; Co-owner/CFO/COO/Wealth Manager. 2625 Townsgate Rd, Suite 330, Westlake Village, CA 91361 160 hours a month. Start date 3/1/2019. 4) William & Novak Insurance; Non-Investment related. Investor/Owner, Passive Investment/Holding Co. 17051 N 29th Ave, Phoenix AZ 85053.Start date 12/9/2022 5) Williams & Novak Tax Partners, LLC: Non-Investment related. Owner & manager, 2625 Townsgate Rd., Ste 330, Westlake Village, CA 91361.Start date 9/15/2025

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2014-12-22

S66 Uniform Combined State Law Examination

2014-12-22

Designations

Other Names

Daniel Christopher Novak

View on SEC IAPD