Dana Nicole Trowbridge-Mette

Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Educational seminars
• CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 03/2017 → 10/2025
  Sigma Financial Corporation
  Ann Arbor, MI
• 08/2016 → 03/2017
  Merrill Lynch
  Ann Arbor, MI
• 01/2018 → 10/2025
  Spc
  Ann Arbor, MI
• 10/2025 → Present
  Lpl Financial Llc
  Monroe, MI

Previous Registrations

• 2018-01-08 → 2025-10-21
  Spc
  Ann Arbor, MI
  Monroe, MI

Other Businesses

1. 10/2025 - Trowbridge & Associates Inc - Non-Variable Insurance - Inv Related - 460 Hour(s)/Month - 0 Hour(s) During Trading - Monroe, MI 48161 - OBA Start Date: 02/08/2020 2. 10/2025 - Trowbridge Financial Services - DBA for LPL Business (entity for LPL business) - Inv Related - 460 Hour(s)/Month - 100 Hour(s) During Trading - At Reported business location(s) - OBA Start Date: 10/16/2025

Exams

• S66 Uniform Combined State Law Examination
  2017-11-10

Designations

• Certified Financial Planner

Other Names

• Dana Nicole Trowbridge
• Dana N Trowbridge
• Dana Nicole Mette