Stephen Russell Moeller

$1.78T regulatory AUM 16,844 advisory clients

Reported services (Item 5G)

Portfolio management (individuals)
Portfolio management (institutions)
Pension consulting
Selection of other advisers
Educational seminars
PERFORMANCE MEASUREMENT REPORTS, ALLOCATION MODELING, IPS, RESEARCH REPORTS AND SERVICES, SEE SCHEDULE D

From the firm’s Form ADV. Read the guides:

One Bryant Park, New York, NY 10036 • United States

Current Registrations

Authority	Category	Status	Date
NJ	RA	APPROVED	2025-07-22
TX	RA	APPROVED	2021-08-10
CA	RA	APPROVED	2021-08-09

Branch Locations

No disclosure categories reported as “Yes” on this SEC record.

Organization	City	State	From	To
Merrill Lynch, Pierce, Fenner & Smith Incorporated	Charlotte	NC	07/2015	08/2019
Merrill Lynch, Pierce, Fenner & Smith Incorporated	Beverly Hills	CA	07/2021	Present
Recreation Equipment Inc	Hingham	MA	10/2019	05/2021

07/2015 → 08/2019

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Charlotte, NC
07/2021 → Present

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Beverly Hills, CA
10/2019 → 05/2021

Recreation Equipment Inc

Hingham, MA

Code	Exam	Date
S66	Uniform Combined State Law Examination	2015-09-21