Siddharth Mehta

Katy, TX • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED	2025-01-13

Branch Locations

No disclosure categories reported as “Yes” on this SEC record.

Organization	City	State	From	To
Morgan Stanley	Los Angeles	CA	11/2017	12/2018
Morgan Stanley Private Bank, National Association	New York	NY	12/2017	12/2018
Merrill Lynch, Pierce, Fenner & Smith Incorporated	Los Angeles	CA	12/2018	06/2019
Bank Of America, N.A.	Los Angeles	CA	12/2018	06/2019
Iifl Wealth Management Limited	New Delhi		01/2016	11/2016
Self-Employed	Houston	TX	11/2016	11/2017
Self-Employed	Los Angeles	CA	06/2019	05/2020
Wisdom Oak Fund Management Llc	Houston	TX	05/2020	09/2023
Next Financial Group, Inc.	Houston	TX	09/2023	Present

11/2017 → 12/2018

Morgan Stanley

Los Angeles, CA
12/2017 → 12/2018

Morgan Stanley Private Bank, National Association

New York, NY
12/2018 → 06/2019

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Los Angeles, CA
12/2018 → 06/2019

Bank Of America, N.A.

Los Angeles, CA
01/2016 → 11/2016

Iifl Wealth Management Limited

New Delhi
11/2016 → 11/2017

Self-Employed

Houston, TX
06/2019 → 05/2020

Self-Employed

Los Angeles, CA
05/2020 → 09/2023

Wisdom Oak Fund Management Llc

Houston, TX
09/2023 → Present

Next Financial Group, Inc.

Houston, TX

Code	Exam	Date
S66	Uniform Combined State Law Examination	2018-01-26