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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
DC RA APPROVED 2023-04-19
TX RA APPROVED_RES 2021-11-16
MD RA APPROVED 2015-12-23
  • DC RA
    APPROVED
    Since 2023-04-19
  • TX RA
    APPROVED_RES
    Since 2021-11-16
  • MD RA
    APPROVED
    Since 2015-12-23

Branch Locations

1800 K St Nw, Washington, DC 20006 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Baltimore MD 09/2014 Present
Bank Of America, N.A. Baltimore MD 11/2015 Present
Other Businesses

I*: 2470310 Entity Type: Rental Property Name of OBA: Rental Property 1 Address: Baltimore, MD 21230 Investment Related: No Position, Title, Association: Co-owner with other family members Employee Start Date: 07/01/2025 Number of Hours: 0 Number of Hours during trading: 0 Duties: Co owner of rental property

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2015-12-22
  • S66 Uniform Combined State Law Examination
    2015-12-22
Other Names
  • Marie Mattes
  • Marie Ann Mattes

View on SEC IAPD

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