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Current Employers
Capital Client Group, Inc.

333 South Hope Street 55Th Floor, Los Angeles, CA 90071-1406 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2022-06-21
  • TX RA
    APPROVED
    Since 2022-06-21

Branch Locations

3500 Wiseman Blvd, San Antonio, TX 78251-4321 • United States

San Antonio, TX • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ameriprise Financial Services, Inc. San Antonio TX 05/2016 04/2018
Unemployed San Antonio TX 05/2018 08/2018
Axa Equitable Life Insurance Co. / Axa Advisors, Llc San Antonio TX 08/2018 06/2019
Capital Strategies / Mass Mutual San Antonio TX 06/2019 09/2019
Skillrud & Associates / Ameriprise Financial Services, Inc. San Antonio TX 11/2019 07/2020
The College For Financial Planning - Kaplan San Antonio TX 01/2016 05/2017
Ameriprise Financial Services, Inc. / Kuttin Wealth Management San Antonio TX 07/2020 05/2022
Capital Group / American Funds Distributors, Inc. San Antonio TX 06/2022 08/2024
Capital Client Group, Inc. San Antonio TX 08/2024 Present
  • 05/2016 → 04/2018
    Ameriprise Financial Services, Inc.
    San Antonio, TX
  • 05/2018 → 08/2018
    Unemployed
    San Antonio, TX
  • 08/2018 → 06/2019
    Axa Equitable Life Insurance Co. / Axa Advisors, Llc
    San Antonio, TX
  • 06/2019 → 09/2019
    Capital Strategies / Mass Mutual
    San Antonio, TX
  • 11/2019 → 07/2020
    Skillrud & Associates / Ameriprise Financial Services, Inc.
    San Antonio, TX
  • 01/2016 → 05/2017
    The College For Financial Planning - Kaplan
    San Antonio, TX
  • 07/2020 → 05/2022
    Ameriprise Financial Services, Inc. / Kuttin Wealth Management
    San Antonio, TX
  • 06/2022 → 08/2024
    Capital Group / American Funds Distributors, Inc.
    San Antonio, TX
  • 08/2024 → Present
    San Antonio, TX
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2016-02-23
  • S66 Uniform Combined State Law Examination
    2016-02-23
Designations
Other Names
  • James Ryan Orth
  • James Orth

View on SEC IAPD

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