Kyle J Thomas

Current Employers

Employment History

• 05/2014 → 01/2023
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Huntersville, NC
• 11/2014 → 01/2023
  Bank Of America, N.A.
  Huntersville, NC
• 02/2023 → Present
  Lpl Financial Llc
  Mooresville, NC
• 02/2023 → Present
  Independent Advisor Alliance
  Charlotte, NC

Previous Registrations

• 2014-08-19 → 2023-02-24
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Huntersville, NC

Other Businesses

1) 02/08/2023 - Founders Private Wealth, LLC - DBA for LPL Business (entity for LPL business) - Investment related - At reported business location(s). 2) 02/23/2023 - Founders Private Wealth, LLC - other business name for RIA Business - Investment related - At reported business location(s). 3) 3/2/2023 - Independent Advisor Alliance - DBA: Founders Private Wealth, LLC - Investment Related - At Reported Business Location(s) - Registered Investment Advisor DBA - Advisor - Start Date - 02/17/2023 - 160 Hours Per Month/40 Hours During Securities Trading - Time Spent 100% - I provide investment advisory services through Independent Advisor Alliance, an independent investment advisor firm. I started this business activity in 03/2023. I expect to spend approximately 160 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial.

Exams

• S66 Uniform Combined State Law Examination
  2014-08-18

Other Names

• Kyle Thomas