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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2023-03-21
TX RA APPROVED_RES 2023-03-13
  • FL RA
    APPROVED
    Since 2023-03-21
  • TX RA
    APPROVED_RES
    Since 2023-03-13

Branch Locations

9000 Southside Blvd Workplace Benefits, Jacksonville, FL 32256 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Jacksonville FL 06/2014 10/2020
Bank Of America, N.A. Jacksonville FL 07/2014 10/2020
Merrill Lynch, Pierce, Fenner & Smith Incorporated Jacksonville FL 10/2022 Present
Unemployed Jacksonville FL 10/2020 07/2021
Dixon Link Capital/Belvedere Realty Jacksonville FL 07/2021 10/2022
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2023-03-10
  • S66 Uniform Combined State Law Examination
    2023-03-10
Other Names
  • Austin Jay Nelson
  • Austin J Nelson

View on SEC IAPD

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