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Alexis Stein

Columbia Management Investment Advisers, LLC

Severna Park, MD

Boston, MA

CRD 6347183

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Employer firm

Columbia Management Investment Advisers, LLC CRD 108257

$502B regulatory AUM 142 advisory clients

Reported services (Item 5G)

  • Portfolio management (individuals)
  • Portfolio management (investment companies)
  • Portfolio management (pooled vehicles)
  • Portfolio management (institutions)
  • Selection of other advisers
  • ASSET LIABILITY MANAGEMENT, CREDIT ANALYSIS & ASSET ALLOCATION SVCS

From the firm’s Form ADV. Read the guides:

Current Employers
Columbia Management Investment Advisers, Llc

290 Congress Street, Boston, MA 02210 • United States

Current Registrations

AuthorityCategoryStatusDate
DC RA APPROVED 2020-02-28
WV RA APPROVED 2020-02-26
DE RA APPROVED 2019-12-06
MD RA APPROVED 2019-12-03
VA RA APPROVED 2019-12-03
  • DC RA
    APPROVED
    Since 2020-02-28
  • WV RA
    APPROVED
    Since 2020-02-26
  • DE RA
    APPROVED
    Since 2019-12-06
  • MD RA
    APPROVED
    Since 2019-12-03
  • VA RA
    APPROVED
    Since 2019-12-03

Branch Locations

51 Stratford Drive, Severna Park, MD 21146 • United States

290 Congress Street, Boston, MA 02210 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Columbia Management Investment Distributors Inc Boston MA 06/2016 Present
Pennsylvania State University State College PA 09/2012 Present
  • 06/2016 → Present
    Columbia Management Investment Distributors Inc
    Boston, MA
  • 09/2012 → Present
    Pennsylvania State University
    State College, PA
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2017-07-22
S63 Uniform Securities Agent State Law Examination 2016-11-22
  • S66 Uniform Combined State Law Examination
    2017-07-22
  • S63 Uniform Securities Agent State Law Examination
    2016-11-22
Other Names
  • Alexis Margaret Macaluso
  • Lexi Macaluso
  • Lexi Stein
  • Alexis Margaret Stein

View on SEC IAPD

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