Thomas Ray Atkinson

Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Educational seminars
• CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 04/2006 → 07/2021
  Waddell & Reed, Inc
  Charlotte, NC
• 06/2006 → 07/2021
  Various Insurance Carriers For W & R Insurance Agencies
  Charlotte, NC
• 07/2021 → Present
  Lpl Financial Llc
  Charlotte, NC

Previous Registrations

• 2006-07-13 → 2021-07-21
  Waddell & Reed
  Charlotte, NC
  Winston Salem, NC
  Charleroi, PA
  Charlotte, NC

Other Businesses

1) 07/21/2021 - DBA for LPL Business (entity for LPL business) / WRI Investments / Investment Related / Charlotte, NC 28210

Exams

• S65 Uniform Investment Adviser Law Examination
  2006-07-12
• S63 Uniform Securities Agent State Law Examination
  2006-06-07

Other Names

• Thomas Atkinson
• Tom Atkinson