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Thomas Ray Atkinson

LPl Financial LLC

Charlotte, NC

Winston Salem, NC

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Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2021-09-10
NC RA APPROVED 2021-07-21
  • TX RA
    APPROVED_RES
    Since 2021-09-10
  • NC RA
    APPROVED
    Since 2021-07-21

Branch Locations

5950 Fairview Rd Ste 250, Charlotte, NC 28210 • United States

936 West Fourth Street Ste 100, Winston Salem, NC 27101 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Waddell & Reed, Inc Charlotte NC 04/2006 07/2021
Various Insurance Carriers For W & R Insurance Agencies Charlotte NC 06/2006 07/2021
Lpl Financial Llc Charlotte NC 07/2021 Present
  • 04/2006 → 07/2021
    Waddell & Reed, Inc
    Charlotte, NC
  • 06/2006 → 07/2021
    Various Insurance Carriers For W & R Insurance Agencies
    Charlotte, NC
  • 07/2021 → Present
    Lpl Financial Llc
    Charlotte, NC
Previous Registrations
  • 2006-07-13 → 2021-07-21
    Waddell & Reed
    Charlotte, NC
    Winston Salem, NC
    Charleroi, PA
    Charlotte, NC
Other Businesses

1) 07/21/2021 - DBA for LPL Business (entity for LPL business) / WRI Investments / Investment Related / Charlotte, NC 28210

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2006-07-12
S63 Uniform Securities Agent State Law Examination 2006-06-07
  • S65 Uniform Investment Adviser Law Examination
    2006-07-12
  • S63 Uniform Securities Agent State Law Examination
    2006-06-07
Other Names
  • Thomas Atkinson
  • Tom Atkinson

View on SEC IAPD

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Other Offices

FIRST TRYON ADVISORS · CHARLOTTE, NC
MUIRFIELD WEALTH ADVISORS LLC · CHARLOTTE, NC
MAI CAPITAL MANAGEMENT, LLC · Charlotte, NC
LPL FINANCIAL LLC · CHARLOTTE, NC
ARKADIOS WEALTH ADVISORS · Charlotte, NC
MODERA WEALTH MANAGEMENT, LLC · CHARLOTTE, NC
TLG ADVISORS, INC. · Charlotte, NC
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