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120 E. Liberty Drive Suite 400, Wheaton, IL 60187 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| IL | RA | APPROVED | 2017-06-20 |
Branch Locations
120 E. Liberty Drive Suite 400, Wheaton, IL 60187 • United States
Fairport, NY • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Elkhorn Investments | Wheaton | IL | 06/2016 | 06/2017 |
| First Trust Portfolios L.P. | Wheaton | IL | 06/2017 | Present |
| First Trust Advisors L.P. | Wheaton | IL | 06/2017 | Present |
OTHER BUSINESS NAME: THUNDER CAPITAL LLC. LOCATION: CHARLOTTE, NC. NATURE OF BUSINESS: SCALING SMALL BUSINESSES. POSITION OR TITLE: SILENT INVESTOR. RESPONSIBILITIES: NONE. START DATE: FEB 28, 2026. INVESTMENT-RELATED: YES. HOURS PER MONTH (TOTAL/ DURING MARKET HOURS): 0.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2016-08-11 |
| S63 | Uniform Securities Agent State Law Examination | 2014-09-26 |
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