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1295 State Street, Springfield, MA 01111-0001 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CT | RA | APPROVED | 2019-01-18 |
Branch Locations
1295 State Street, Springfield, MA 01111 • United States
Springfield, MA • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Lincoln | RI | 06/2014 | 01/2017 |
| Voya Financial Advisors, Inc. | Windsor | CT | 01/2017 | 12/2018 |
| Voya Financial Partners | Windsor | CT | 10/2017 | 12/2018 |
| Directed Services, Llc | Windsor | CT | 10/2017 | 06/2018 |
| Voya America Equities | Windsor | CT | 10/2017 | 12/2018 |
| Massmutual | Springfield | MA | 12/2018 | Present |
| Mml Investors Services, Llc | Springfield | MA | 01/2019 | Present |
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2015-07-16 |
| S63 | Uniform Securities Agent State Law Examination | 2014-08-01 |
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