Joshua Francis Carroll

Current Employers

Employment History

• 05/2014 → 03/2023
  Raymond James & Associates
  Beverly Hills, CA
• 04/2023 → Present
  Cerity Partners Llc
  New York, NY

Previous Registrations

• 2014-08-29 → 2023-04-13
  Raymond James & Associates, Inc.
  Beverly Hills, CA

Other Businesses

(1)Name of Business: Aerial Capital LLC Address: 1860 Trestle Glen Rd., Piedmont, CA, 94610, United States Activity Type: Business Owner Position/Title: Other Investment Related: No Start Date: 09/05/2021 Hours per month devoted to this business: 0-1 Hours per month devoted to this business during trading hours: 0-1 Description of duties: I review new investment opportunities and review existing investments made by the LLC members as I am a managing member with my sister, Alexandra Carroll. We are the only members of this LLC. (2)Name of Business: Friendship Foundation Address: 2108 Vail Ave, Redondo Beach, CA, 90278, United States Activity Type: Non profit Position/Title: Finance/Investment Committee Member Investment Related: Yes Start Date: 12/05/2017 Hours per month devoted to this business: 2-10 Hours per month devoted to this business during trading hours: 0-1 Description of duties: I will assist the head of the Finance Committee and Board of Directors to establish an IPS for the Organization. In addition, I will assist the board in articulating long, mid and short-term financial goals of the organization within the IPS. (3)Name of Business: Partners for Pediatric Vision Address: 1860 Trestle Glen Rd, Piedmont, CA, 94610, United States Activity Type: Non profit Position/Title: Officer - Treasurer, Board Member Investment Related: Yes Start Date: 02/10/2022 Hours per month devoted to this business: 2-10 Hours per month devoted to this business during trading hours: 0-1 Description of duties: Attend quarterly meetings. Responsible for overseeing the finances of the organizations. Ensure all income and expenses are accounted for accurately. Maintain an accurate record of all funds, including investments. Attend fundraising events.

Exams

• S66 Uniform Combined State Law Examination
  2014-08-28