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One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2016-01-04 |
| PA | RA | APPROVED | 2015-12-07 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Allentown | PA | 07/2015 | Present |
| Bank Of America, N.A. | Allentown | PA | 03/2016 | Present |
I*122367 For profit or not for profit: Non-Profit Organization Name of outside business organization: Prospectus Associates, Inc. Investment related: N Address of business: Reading, Pennsylvania 19604 Nature of business: Charitable Organization, Position, title, association: Committee Member, Start date of relationship: 4/10/2019 Number of hours devoted: 3 hour(s) Monthly Number of hours devoted during trading hours: 0 Duties: I am a member of the committee that is planning the organizations annual golf tournament
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2015-12-04 |
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