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1295 State Street, Springfield, MA 01111-0001 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2021-01-14 |
| MS | RA | APPROVED | 2017-01-13 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Massmutual Life Insurance Co | Tupelo | MS | 06/2016 | Present |
| Mml Investors Services, Llc | Tupelo | MS | 07/2016 | Present |
(1) Name: Beau Hill Inv Rel: Y Add: 201 Commerce St Tupelo MS 38804 Nature: Life, health, DI insurance sales Position: Agent Start date: 3/19/2018 No. HR/MO: 10 No. HR/MO during sec trading: 10 (2) Name: Emerson McClain, LLC Inv Rel: Y Add: 201 Commerce St Tupelo MS 38804 Nature: LLC for tax purposes only Position: Ownership Start date: 11/11/2019 No. HR/MO: 10 No. HR/MO during sec trading: 10
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2016-12-17 |
| S63 | Uniform Securities Agent State Law Examination | 2014-08-05 |
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