Andrew Whitten Middleton

Employer firm

Osaic Wealth, Inc. CRD 23131

$235B regulatory AUM 56,660 advisory clients

Reported services (Item 5G)

Financial planning
Portfolio management (individuals)
Portfolio management (institutions)
Pension consulting
Selection of other advisers
Educational seminars

From the firm’s Form ADV. Read the guides:

Current Employers

Osaic Wealth, Inc.

18700 N. Hayden Road Suite 255, Scottsdale, AZ 85255 • United States

Current Registrations

Authority	Category	Status	Date
MS	RA	APPROVED	2024-06-14

MS RA
APPROVED

Since 2024-06-14

Branch Locations

774 Avery Blvd., North Suite C, Ridgeland, MS 39157 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Voya Financial Advisors, Inc.	Madison,	MS	09/2014	06/2020
Securities America, Inc.	Madison	MS	06/2020	06/2024
Securities America Advisors	Madison	MS	06/2020	06/2024
Osaic Wealth, Inc.	Madison	MS	06/2024	Present

09/2014 → 06/2020

Voya Financial Advisors, Inc.

Madison,, MS
06/2020 → 06/2024

Securities America, Inc.

Madison, MS
06/2020 → 06/2024

Securities America Advisors

Madison, MS
06/2024 → Present

Osaic Wealth, Inc.

Madison, MS

Previous Registrations

2020-06-22 → 2024-06-14

Securities America Advisors, Inc.

Gulfport, MS

Madison, MS
2014-09-18 → 2020-06-26

Voya Financial Advisors, Inc.

Madison, MS

Ellicott City, MD

Madison, MS

Gulfport, MS

Des Moines, IA

Ellicott City, MD

Chattanooga, TN

Other Businesses

1. GOLDENCROSS FINANCIAL MANAGEMENT -DBA 2. BOY SCOUTS OF AMERICA, ANDREW JACKSON COUNCIL POSITION: Council Commissioner NATURE: Boy Scouts - Andrew Jackson Council INVESTMENT RELATED: No NUMBER OF HOURS: 10 SECURITIES TRADING HOURS: 0 START DATE: 06/26/2020 ADDRESS: 855 Riverside Dr, Jackson MS 39202 DESCRIPTION: Serve on board as Council Commissioner. Train scoutmasters. 3. GOLDENCROSS INSURANCE AGENCY POSITION: President NATURE: Insurance Sales INVESTMENT RELATED: No NUMBER OF HOURS: 51 SECURITIES TRADING HOURS: 51 START DATE: 06/26/2020 ADDRESS: 774 Avery Blvd N, Suite C, Ridgeland MS 39157, United States DESCRIPTION: Solicit based on client need. 4. GOLDENCROSS FINANCIAL MANAGEMENT POSITION: President/IAR NATURE: LLC INVESTMENT RELATED: Yes NUMBER OF HOURS: 160 SECURITIES TRADING HOURS: 130 START DATE: 06/08/2015 ADDRESS: 774 Avery Blvd, Suite C, Ridgeland MS 39157, United States DESCRIPTION: Sales/Marketing of Securities, Investment Advisory, and insurance products.