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LPl Financial LLC CRD 6413
$819B regulatory AUM 209,600 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CO | RA | APPROVED | 2021-07-21 |
| TX | RA | APPROVED_RES | 2021-07-21 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Waddell & Reed, Inc | Lakewood | CO | 08/2010 | 07/2021 |
| Various Insurance Carriers For W&R Insurance Agencies | Lakewood | CO | 12/2010 | 07/2021 |
| Golden Chamber Of Commerce Young Professionals | Golden | CO | 01/2012 | 04/2019 |
| Brian Vankeuren Llc | Lakewood | CO | 07/2015 | 07/2021 |
| Toastmasters International | Rancho Santa Margarita | CA | 07/2015 | 01/2021 |
| Lpl Financial Llc | Lakewood | CO | 07/2021 | Present |
1) 07/31/2015 - Business Entity For Tax/Investment Purposes Only - BRIAN VANKEUREN LLC - Investment Related - LAKEWOOD, CO 2) 07/06/2022 - WealthClarity - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Start Date: 07/01/2022.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2010-12-09 |
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