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Katherine Helen Hay

Pnc Wealth Management LLC

Pittsburgh, PA

CRD 6345597

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Employer firm

Pnc Wealth Management LLC CRD 129052

$30.3B regulatory AUM

Reported services (Item 5G)

  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Selection of other advisers

From the firm’s Form ADV. Read the guides:

Current Employers
Pnc Wealth Management Llc

300 Fifth Avenue 26Th Floor, Pittsburgh, PA 15222-2722 • United States

Current Registrations

AuthorityCategoryStatusDate
PA RA APPROVED 2022-01-18
  • PA RA
    APPROVED
    Since 2022-01-18

Branch Locations

Pittsburgh Main Pnc Investments 300 Fifth Avenue, 26Th Floor, Pittsburgh, PA 15222 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy Yes
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
S&T Bank Pittsburgh PA 05/2014 11/2016
Pnc Investments Pittsburgh PA 11/2016 Present
  • 05/2014 → 11/2016
    S&T Bank
    Pittsburgh, PA
  • 11/2016 → Present
    Pnc Investments
    Pittsburgh, PA
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2020-12-30
S63 Uniform Securities Agent State Law Examination 2016-07-07
  • S65 Uniform Investment Adviser Law Examination
    2020-12-30
  • S63 Uniform Securities Agent State Law Examination
    2016-07-07

View on SEC IAPD

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