John Mario Montefalco

Current Employers

First Trust Advisors Lp

120 E. Liberty Drive Suite 400, Wheaton, IL 60187 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED	2015-08-06
IL	RA	APPROVED	2014-10-07

TX RA
APPROVED

Since 2015-08-06
IL RA
APPROVED

Since 2014-10-07

Branch Locations

120 E. Liberty Drive Suite 400, Wheaton, IL 60187 • United States

Glen Ellyn, IL • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien Yes
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
First Trust Portfolios L.P.	Wheaton	IL	06/2014	Present

06/2014 → Present

First Trust Portfolios L.P.

Wheaton, IL

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2014-10-06

S66 Uniform Combined State Law Examination

2014-10-06

Other Names

John Montefalco

View on SEC IAPD

Current Employers

First Trust Advisors Lp

Disclosures

Employment History

Exams

Other Names

Other Firms

Other Investors

Other Offices

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