Lee W Lakey

Employer firm

Valic Financial Advisors, Inc. CRD 42803

$29.2B regulatory AUM 38 advisory clients

Reported services (Item 5G)

Financial planning
Portfolio management (individuals)
Selection of other advisers
RECOMMEND WRAP ACCOUNTS TO CLIENTS

From the firm’s Form ADV. Read the guides:

Current Employers

Valic Financial Advisors, Inc.

2919 Allen Pkwy, Houston, TX 77019 • United States

Current Registrations

Authority	Category	Status	Date
KY	RA	APPROVED	2022-08-03
MO	RA	APPROVED	2021-09-29
FL	RA	APPROVED	2021-05-05
AL	RA	APPROVED	2020-09-22
VA	RA	APPROVED	2018-10-30
GA	RA	APPROVED	2018-05-21
AR	RA	APPROVED	2016-11-07
TN	RA	APPROVED	2016-05-02
MS	RA	APPROVED	2016-04-26
TX	RA	APPROVED_RES	2016-04-26

KY RA
APPROVED

Since 2022-08-03
MO RA
APPROVED

Since 2021-09-29
FL RA
APPROVED

Since 2021-05-05
AL RA
APPROVED

Since 2020-09-22
VA RA
APPROVED

Since 2018-10-30
GA RA
APPROVED

Since 2018-05-21
AR RA
APPROVED

Since 2016-11-07
TN RA
APPROVED

Since 2016-05-02
MS RA
APPROVED

Since 2016-04-26
TX RA
APPROVED_RES

Since 2016-04-26

Branch Locations

Memphis, TN • United States

1 Music Circle North Suite 400, Nashville, TN 37203 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal Yes
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
First Heartland Capital Inc	Lake St Louis	MO	05/2015	Present
Valic Financial Advisors, Inc.	Brentwood	TN	09/2015	Present
Agia	Houston	TX	12/2022	Present

05/2015 → Present

First Heartland Capital Inc

Lake St Louis, MO
09/2015 → Present

Valic Financial Advisors, Inc.

Brentwood, TN
12/2022 → Present

Agia

Houston, TX

Other Businesses

AGIA POSITION: Agent NATURE: null INVESTMENT RELATED: No NUMBER OF HOURS: 10 SECURITIES TRADING HOURS: 1 START DATE: 12/17/2022 ADDRESS: 2929 Allen Parkway, Houston TX 77019, United States DESCRIPTION: Non-Securities Insurance Products

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2016-04-22
S63	Uniform Securities Agent State Law Examination	2015-02-26

S65 Uniform Investment Adviser Law Examination

2016-04-22
S63 Uniform Securities Agent State Law Examination

2015-02-26

View on SEC IAPD