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Charles Schwab & Co., Inc. CRD 5393
955,800 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
425 Market Street 17Th Floor, San Francisco, CA 94105 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2022-01-09 |
Branch Locations
2423 E Lincoln Dr, Phoenix, AZ 85016-1215 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | San Diego | CA | 05/2014 | 03/2017 |
| Bank Of America N.A. | San Diego | CA | 10/2014 | 03/2017 |
| Td Ameritrade Inc. | San Diego | CA | 06/2017 | 07/2022 |
| Unemployed | San Diego | CA | 03/2017 | 06/2017 |
| Charles Schwab & Co., Inc. | San Diego | CA | 11/2020 | Present |
| Td Ameritrade Inc. | San Diego | CA | 05/2023 | 12/2023 |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2014-11-24 |
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