Joshua Paul Rocha

Employer firm

Charles Schwab & Co., Inc. CRD 5393

955,800 advisory clients

Reported services (Item 5G)

• Financial planning
• Selection of other advisers
• WRAP FEE PROGRAM SPONSOR AND FINANCIAL PLANNING ADVISOR REFERRAL PROGRAM

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 05/2014 → 05/2020
  Usaa Financial Advisors Inc
  Phoenix, AZ
• 05/2014 → 05/2020
  Usaa Financial Planning Services
  Phoenix, AZ
• 01/2018 → 05/2020
  Usaa Investment Management Company
  Phoenix, AZ
• 05/2020 → Present
  Charles Schwab & Co., Inc.
  Austin, TX
• 08/2021 → Present
  Charles Schwab Bank, Ssb
  Austin, TX

Previous Registrations

• 2018-01-08 → 2020-05-24
  Usaa Investment Services Company
  San Antonio, TX
• 2015-02-05 → 2018-01-08
  Usaa Financial Planning Services
  Phoenix, AZ

Exams

• S65 Uniform Investment Adviser Law Examination
  2015-01-15
• S63 Uniform Securities Agent State Law Examination
  2014-07-24

Designations

• Certified Financial Planner

Other Names

• Joshua P Rocha