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18700 N. Hayden Road Suite 255, Scottsdale, AZ 85255 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| IL | RA | APPROVED | 2024-07-30 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| The Prudential Insurance Company Of America | Downers Grove | IL | 04/2014 | 07/2024 |
| Pruco Securities Llc | Downers Grove | IL | 04/2014 | 07/2024 |
| Osaic Wealth Inc | Orland Park | IL | 07/2024 | Present |
1. FINLON INSURANCE POSITION: Insurance Sales NATURE: Single Member LLC INVESTMENT RELATED: Yes NUMBER OF HOURS: 10 SECURITIES TRADING HOURS: 10 START DATE: 07/30/2024 ADDRESS: 10615 Gabrielle Ln, Orland Park IL 60462, United States DESCRIPTION: I sell Life Insurance & Annuity contracts when it is appropriate for client. 2. FINLON WEALTH LLC POSITION: Owner/Operator NATURE: Single Member LLC INVESTMENT RELATED: Yes NUMBER OF HOURS: 160 SECURITIES TRADING HOURS: 40 START DATE: 08/01/2025 ADDRESS: 10615 Gabrielle Ln, Orland Park IL 60462, United States DESCRIPTION: This is my DBA. I am a single member LLC. No other "outside activities" It is my normal day-to-day activities as a an advisor. 2. FINLON WEALTH LLC POSITION: Owner NATURE: This will serve as me new, commercial address and branch office INVESTMENT RELATED: No NUMBER OF HOURS: 40 SECURITIES TRADING HOURS: 160 START DATE: 01/15/2026 ADDRESS: 11005 Front St, Mokena IL 60448, United States DESCRIPTION: I own this commercial building.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2016-10-27 |
| S63 | Uniform Securities Agent State Law Examination | 2014-07-25 |
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