Dorothy C Thomas

Employer firm

Mercer Global Advisors Inc. CRD 147363

$84.4B regulatory AUM 87 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Periodicals / newsletters

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 06/2015 → 09/2021
  Quest Capital Management
  Dallas, TX
• 07/2019 → 04/2021
  Raymond James Financial Services, Inc.
  Dallas, TX
• 10/2021 → 05/2022
  Mercer Global Advisors
  Dallas, TX
• 05/2022 → Present
  Mercer Global Advisors Inc.
  Dallas, TX

Previous Registrations

• 2017-07-15 → 2022-03-22
  Quest Capital Management, Inc.
  Dallas, TX

Exams

• S66 Uniform Combined State Law Examination
  2019-08-26

Designations

• Certified Financial Planner

Other Names

• Dorothy Connor Thomas