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Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
NC RA APPROVED 2025-01-03
  • NC RA
    APPROVED
    Since 2025-01-03

Branch Locations

129 S Estes Dr, Chapel Hill, NC 27514 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Intersection New York NY 01/2017 11/2017
Pacific Investment Management Company Llc New York NY 11/2017 10/2021
Pimco Investments Llc New York NY 11/2017 10/2021
Johnson Lexus Durham NY 01/2016 12/2016
Charles Schwab & Co., Inc. Chapel Hill NC 10/2021 01/2025
Charles Schwab Bank, Ssb Chapel Hill NC 10/2021 01/2025
Wells Fargo Clearing Services, Llc Raleigh NC 01/2025 Present
  • 01/2017 → 11/2017
    Intersection
    New York, NY
  • 11/2017 → 10/2021
    Pacific Investment Management Company Llc
    New York, NY
  • 11/2017 → 10/2021
    Pimco Investments Llc
    New York, NY
  • 01/2016 → 12/2016
    Johnson Lexus
    Durham, NY
  • 10/2021 → 01/2025
    Chapel Hill, NC
  • 10/2021 → 01/2025
    Charles Schwab Bank, Ssb
    Chapel Hill, NC
  • 01/2025 → Present
    Raleigh, NC
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2021-12-23
S63 Uniform Securities Agent State Law Examination 2018-02-07
  • S66 Uniform Combined State Law Examination
    2021-12-23
  • S63 Uniform Securities Agent State Law Examination
    2018-02-07
Other Names
  • Maggie Denny
  • Maggie Christine Denny

View on SEC IAPD

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