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Current Employers
Cetera Investment Advisers Llc

1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States

Current Registrations

AuthorityCategoryStatusDate
OH RA APPROVED 2025-05-01
  • OH RA
    APPROVED
    Since 2025-05-01

Branch Locations

11661 State Rt 44, Mantua, OH 44255 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Farmers National Bank Canfield OH 01/2014 06/2017
Cetera Investment Services Llc St. Cloud MN 05/2014 06/2017
Lpl Financial Llc Santa Ana CA 06/2017 03/2025
Cetera Investment Services Llc St Cloud MN 04/2025 Present
Farmers National Bank Mantua OH 04/2025 Present
Cetera Investment Advisers Llc Mantua OH 04/2025 Present
  • 01/2014 → 06/2017
    Farmers National Bank
    Canfield, OH
  • 05/2014 → 06/2017
    Cetera Investment Services Llc
    St. Cloud, MN
  • 06/2017 → 03/2025
    Santa Ana, CA
  • 04/2025 → Present
    Cetera Investment Services Llc
    St Cloud, MN
  • 04/2025 → Present
    Farmers National Bank
    Mantua, OH
  • 04/2025 → Present
    Mantua, OH
Previous Registrations
  • 2017-06-26 → 2025-03-31
    Santa Ana, CA
    Mission Viejo, CA
    Huntington Beach, CA
    Lake Forest, CA
    Irvine, CA
    Santa Ana, CA
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2017-06-26
  • S66 Uniform Combined State Law Examination
    2017-06-26

View on SEC IAPD

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