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270 Park Avenue, New York, NY 10017 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| AZ | RA | APPROVED | 2023-12-15 |
Branch Locations
150 W University Drive, Tempe, AZ 85281 • United States
1111 Polaris Parkway, Floor 4J, Columbus, OH 43240 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Charles Schwab & Co., Inc. | Phoenix | AZ | 04/2006 | 08/2019 |
| Aerotek | Phoenix | AZ | 09/2019 | 10/2020 |
| Usaa Financial Advisors Inc | Phoenix | AZ | 09/2019 | 06/2020 |
| Usaa Investment Services Company | Phoenix | AZ | 06/2020 | 10/2020 |
| Robinhood Financial, Llc | Tempe | AZ | 11/2020 | 07/2022 |
| Robinhood Markets, Inc | Tempe | AZ | 11/2020 | 07/2022 |
| J.P. Morgan Securities Llc | Tempe | AZ | 07/2022 | Present |
| Charles Schwab & Co | Phoenix | AZ | 04/2006 | 08/2019 |
| Mia Bella Candles/Scent-Sations, Inc. | Wilkes Barre | PA | 06/2026 | Present |
Entity Name: Mia Bella Candles/Scent-Sations, Inc. Investment related: No Address: 1 George Avenue Wilkes Barre, PA 18705 https://www.scent-team.com/corporate Nature of the other business: Retail Position/Title/Relationship: Employee/Contractor Start Date: 06/12/2026 Approximate # of hours a week: 0-10 Approximate # of hours during securities trading hours: 0 Briefly describe your duties: There is no connection to JP Morgan Chase. Selling candles to family and friends (and buy them for myself) at a discount. This is not similar to my firm role in any way.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2022-10-22 |
| S63 | Uniform Securities Agent State Law Examination | 2008-04-04 |
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