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Alison Diane Lohmann

Transamerica Retirement Advisors, LLC

Hastings, MN

CRD 6344137

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Employer firm

Transamerica Retirement Advisors, LLC CRD 107319

$18.8B regulatory AUM

Reported services (Item 5G)

  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Educational seminars

From the firm’s Form ADV. Read the guides:

Current Employers
Transamerica Retirement Advisors, Llc

6400 C Street Sw, Cedar Rapids, IA 52499 • United States

Current Registrations

AuthorityCategoryStatusDate
MN RA APPROVED 2018-01-25
  • MN RA
    APPROVED
    Since 2018-01-25

Branch Locations

Hastings, MN • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Cetera Advisor Networks Llc El Segundo CA 02/2016 01/2018
Dreamscape Planning Minneapolis MN 05/2017 01/2018
Transamerica Investors Securities Corporation St. Paul MN 01/2018 Present
Transamerica Retirement Solutions St. Paul MN 01/2018 Present
  • 02/2016 → 01/2018
    Cetera Advisor Networks Llc
    El Segundo, CA
  • 05/2017 → 01/2018
    Dreamscape Planning
    Minneapolis, MN
  • 01/2018 → Present
    Transamerica Investors Securities Corporation
    St. Paul, MN
  • 01/2018 → Present
    Transamerica Retirement Solutions
    St. Paul, MN
Previous Registrations
  • 2016-04-11 → 2018-01-02
    Cetera Wealth Services, Llc
    Minnetonka, MN
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2016-03-31
  • S66 Uniform Combined State Law Examination
    2016-03-31
Other Names
  • Alison Diane Lohmann
  • Alison Diane Smith

View on SEC IAPD

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