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4208 Six Forks Rd Suite 1700, Raleigh, NC 27609 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NC | RA | APPROVED | 2025-03-05 |
Branch Locations
5605 Carnegie Boulevard - Suite 400, Charlotte, NC 28209 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Cetera Advisor Networks Llc | El Segundo | CA | 08/2015 | 10/2016 |
| Carroll Financial Associates, Inc | Charlotte | NC | 08/2015 | 10/2016 |
| Carolinas Investment Consulting Llc | Charlotte | NC | 02/2017 | 04/2025 |
| Rinehart Wealth & Investment Management | Charlotte | NC | 10/2016 | 02/2017 |
| Carolinas Wealth Consulting Llc | Charlotte | NC | 05/2019 | 02/2025 |
| Capfinancial Partners Llc (Captrust) | Raleigh | NC | 01/2025 | Present |
| Capfinancial Securities Llc | Raleigh | NC | 04/2025 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2016-04-06 |
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