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Current Employers
Ameriprise Financial Services, Llc

901 3Rd Avenue South, Minneapolis, MN 55402 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2021-01-08
PA RA APPROVED 2020-08-17
  • TX RA
    APPROVED_RES
    Since 2021-01-08
  • PA RA
    APPROVED
    Since 2020-08-17

Branch Locations

1570 Omega Dr, Pittsburgh, PA 15205 • United States

2100 Georgetown Dr Ste 403, Sewickley, PA 15143 • United States

Pittsburgh, PA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Waddell & Reed, Inc. Monroeville PA 06/2014 01/2018
Various Insurance Carriers For W&R Insurance Agencies Pittsburgh PA 06/2014 01/2018
Mvi Workforce Development Advisory Committee Homestead PA 08/2016 08/2017
Robert Hilf Monroeville PA 01/2017 01/2018
Citizens Securities, Inc. Pittsburgh PA 01/2018 08/2020
Ameriprise Financial Services Llc Pittsburgh PA 08/2020 Present
  • 06/2014 → 01/2018
    Waddell & Reed, Inc.
    Monroeville, PA
  • 06/2014 → 01/2018
    Various Insurance Carriers For W&R Insurance Agencies
    Pittsburgh, PA
  • 08/2016 → 08/2017
    Mvi Workforce Development Advisory Committee
    Homestead, PA
  • 01/2017 → 01/2018
    Robert Hilf
    Monroeville, PA
  • 01/2018 → 08/2020
    Pittsburgh, PA
  • 08/2020 → Present
    Pittsburgh, PA
Previous Registrations
  • 2018-02-01 → 2020-08-17
    Pittsburgh, PA
    Monroeville, PA
    Pittsburgh, PA
    Glenshaw, PA
    Verona, PA
    Homestead, PA
    Pittsburgh, PA
    Pittsburgh, PA
  • 2014-09-05 → 2018-02-01
    Waddell & Reed
    Hamden, CT
    Pittsburgh, PA
Other Businesses

Business Ownership; No Status Quo, LLC; Co-owner; Manage Ameriprise Business; 216 MacFadden Dr, , Gibsonia, PA, 15044; Investment-Related; 02/19/2020; 10 to 19 hours per month; 10 to 19 during trading hours. Outside Employment; No Status Quo, LLC; Co-owner; Manage advisory business; 216 Macfadden Dr, , Gibsonia, PA, 15044; Investment-Related; 01/01/2024; 10 to 19 hours per month; 10 to 19 during trading hours.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2014-09-05
  • S66 Uniform Combined State Law Examination
    2014-09-05

View on SEC IAPD

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