Thomas Howard Acerra

Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

Financial planning
Portfolio management (individuals)
Portfolio management (institutions)
Educational seminars
CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

Current Employers

Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

Authority	Category	Status	Date
NJ	RA	APPROVED	2022-03-25
TX	RA	APPROVED	2022-03-24

NJ RA
APPROVED

Since 2022-03-25
TX RA
APPROVED

Since 2022-03-24

Branch Locations

Fair Haven, NJ • United States

Disclosures

2 disclosure categories reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal Yes
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint Yes
Termination No

Employment History

Organization	City	State	From	To
Mass Mutual	Bridgewater	NJ	05/2014	03/2022
Mml Investors Services	Bridgewater	NJ	08/2014	03/2022
Lpl Financial Llc	Red Bank	NJ	03/2022	Present

05/2014 → 03/2022

Mass Mutual

Bridgewater, NJ
08/2014 → 03/2022

Mml Investors Services

Bridgewater, NJ
03/2022 → Present

Lpl Financial Llc

Red Bank, NJ

Previous Registrations

2018-04-27 → 2022-03-29

Mml Investors Services, Llc

Warren, NJ

Edison, NJ

Other Businesses

1)3/24/2022- Gladstone Wealth Partners- DBA for LPL Business (entity for LPL business)- inv. related- Red Bank, NJ - start date 3/8/2022 2)3/24/2022- Avail Wealth Group, LLC- DBA for LPL Business (entity for LPL business)- inv. related- Red Bank, NJ - start date 7/6/2021 3) 3/24/2022- Multiple Group Benefits- Non-Variable Insurance- Agent selling health, disability, and LTC.- Red Bank, NJ - start date 3/7/2016- 10hrs/mth 4)3/24/2022- Book of Brokers- Non-Variable Insurance- Agent selling life- inv. related- Red Bank, NJ- start date 3/8/2022- 2hrs/mth 5)3/242022- Acerra & Associates, LLC- Property and Casualty- Agent- inv. related- 55 Madison Ave., Suite 400, Morristown, NJ 07960- start date 10/7/2020- 12hrs/mth 6) 3/24/2022- Acerra Consulting, LLC- Business Entity For Tax/Investment Purposes Only- non-inv. related- Eatontown, NJ- start date 4/9/2020-4hrs/mth 7)12/05/2022 - TJ Acerra & Associates - Investment Related - Home Based - Non-Variable Insurance - Untaxable Wealth Strategist - Start Date - 11/21/2022 - 80 Hours Per Month/40 Hours During Securities Trading 8) 07/17/2025 - 128-130 Branch Ave LLC - Business Entity For Tax/Investment Purposes Only - Not Inv Rel - At Reported Business Location(s) - Start date: 03/29/2024 - 2 Hours Per Month/0 Hours During Securities Trading

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2018-02-16
S63	Uniform Securities Agent State Law Examination	2017-01-21

S65 Uniform Investment Adviser Law Examination

2018-02-16
S63 Uniform Securities Agent State Law Examination

2017-01-21

Other Names

Thomas Acerra

View on SEC IAPD