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Current Employers
Commonwealth Financial Network

275 Wyman Street Suite 400, Waltham, MA 02451-1200 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2026-03-23
MA RA APPROVED 2018-04-23
  • TX RA
    APPROVED
    Since 2026-03-23
  • MA RA
    APPROVED
    Since 2018-04-23

Branch Locations

1 Harris Street, Newburyport, MA 01950 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Howland Capital Boston MA 05/2016 11/2016
Commonwealth Financial Network Waltham MA 11/2016 Present
Port Wealth Management Newburyport MA 11/2016 Present
Whole Wealth Management Portsmouth NH 08/2024 04/2026
Previous Registrations
Other Businesses

1. Fixed insurance sales; as of 12/08/2021; 5% of time spent during business hours; Conducted at branch location; Investment related.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2018-03-12
  • S66 Uniform Combined State Law Examination
    2018-03-12
Designations

View on SEC IAPD

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