Karla Noemi Lynn

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Current Employers

Morgan Stanley

2000 Westchester Avenue, Purchase, NY 10577-2530 • United States

Current Registrations

Authority	Category	Status	Date
CA	RA	APPROVED	2023-06-22
TX	RA	APPROVED_RES	2023-06-21

CA RA
APPROVED

Since 2023-06-22
TX RA
APPROVED_RES

Since 2023-06-21

Branch Locations

1111 Coast Village Road, Montecito, CA 93108 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
First Republic Investment Management	Santa Barbara	CA	07/2013	06/2023
First Republic Securities Company, Llc	Santa Barbara	CA	05/2014	06/2023
Morgan Stanley Smith Barney Llc	Montecito	CA	06/2023	Present

07/2013 → 06/2023

First Republic Investment Management

Santa Barbara, CA
05/2014 → 06/2023

First Republic Securities Company, Llc

Santa Barbara, CA
06/2023 → Present

Morgan Stanley Smith Barney Llc

Montecito, CA

Previous Registrations

2016-05-26 → 2023-06-28

J.P. Morgan Private Wealth Advisors Llc

Santa Barbara, CA

San Francisco, CA

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2016-05-25

S66 Uniform Combined State Law Examination

2016-05-25

Other Names

Karla Noemi Almengor
Karla Lynn

View on SEC IAPD

Other Firms

J.P. MORGAN SECURITIES LLC

MANCHESTER CAPITAL MANAGEMENT LLC

WATCHFIRE VENTURES, LLC

SOHO FINANCIAL SERVICES LLC

LPL FINANCIAL LLC

RBC SECURITIES, INC

LAGUNA CAPITAL MANAGEMENT, INC.

CREATIVEONE WEALTH, LLC

Other Investors

Alexander James Puziol

CORY JAMES BOGGS

PHILIP TODD KIRSHMAN

FRANK THOMAS TROISE

JEFFRY LAWRENCE PITTMAN

Other Offices

J.P. MORGAN SECURITIES LLC · MONTECITO, CA

MANCHESTER CAPITAL MANAGEMENT LLC · Montecito, CA

MANCHESTER CAPITAL MANAGEMENT LLC · Montecito, CA

MANCHESTER CAPITAL MANAGEMENT LLC · Montecito, CA

WATCHFIRE VENTURES, LLC · MONTECITO, CA

SOHO FINANCIAL SERVICES LLC · MONTECITO, CA

LPL FINANCIAL LLC · MONTECITO, CA

RBC SECURITIES, INC · Montecito, CA

More in Montecito, CA

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