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Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
TN RA APPROVED 2024-07-15
TX RA APPROVED 2024-07-15
  • TN RA
    APPROVED
    Since 2024-07-15
  • TX RA
    APPROVED
    Since 2024-07-15

Branch Locations

Nashville, TN • United States

99 E Main St Ste 200, Franklin, TN 37064 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Securian Financial Services Inc St Paul MN 09/2016 12/2019
Minnesota Life Insurance Co St Paul MN 09/2016 12/2019
Shoemaker Financial Brentwood TN 09/2016 12/2019
Securities America, Inc. Franklin TN 01/2020 06/2024
Securities America Advisors Franklin TN 01/2020 06/2024
Osaic Wealth, Inc. Franklin TN 06/2024 07/2024
Lpl Financial Llc Nashville TN 07/2024 Present
  • 09/2016 → 12/2019
    Securian Financial Services Inc
    St Paul, MN
  • 09/2016 → 12/2019
    Minnesota Life Insurance Co
    St Paul, MN
  • 09/2016 → 12/2019
    Shoemaker Financial
    Brentwood, TN
  • 01/2020 → 06/2024
    Securities America, Inc.
    Franklin, TN
  • 01/2020 → 06/2024
    Securities America Advisors
    Franklin, TN
  • 06/2024 → 07/2024
    Franklin, TN
  • 07/2024 → Present
    Nashville, TN
Previous Registrations
  • 2024-06-14 → 2024-07-23
    Franklin, TN
  • 2020-01-02 → 2024-06-14
    Securities America Advisors, Inc.
    Franklin, TN
    College Grove, TN
  • 2017-01-30 → 2019-12-24
    Securian Financial Services, Inc.
    Brentwood, TN
Other Businesses

1) 07/10/2024 - Garrett Daniel - Non-Variable Insurance - Inv Rel - At Reported Business Location(s) - Start: 07/2024 - 5 Hr/Mth 2) 07/18/2024 - Solomon Wealth Management, LLC - DBA for LPL Business (entity for LPL business) - Investment Related - At Reported Business Location(s) - Start Date 07/16/2024 - 160 Hours Per Month/ 150 Hours During Trading

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2017-01-24
  • S66 Uniform Combined State Law Examination
    2017-01-24
Other Names
  • Garrett Anders Daniel

View on SEC IAPD

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