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Nina Elise Kirk

Charles Schwab & Co., Inc.

Germantown, WI

Mequon, WI

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Current Employers
Charles Schwab & Co., Inc.

425 Market Street 17Th Floor, San Francisco, CA 94105 • United States

Current Registrations

AuthorityCategoryStatusDate
WI RA APPROVED 2021-06-29
  • WI RA
    APPROVED
    Since 2021-06-29

Branch Locations

W182 N9606 Appleton Avenue, Germantown, WI 53022 • United States

11309 N. Port Washington, Mequon, WI 53092-3411 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Charles Schwab & Co., Inc. Mequon WI 05/2014 04/2018
Hub Madison Madison WI 05/2017 07/2017
Charles Schwab & Co., Inc. Northbrook IL 06/2019 05/2021
University Of Wisconsin Madison WI 08/2015 06/2019
Charles Schwab Bank, Ssb Northbrook IL 02/2021 05/2021
Charles Schwab & Co., Inc. Mequon WI 05/2021 Present
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2019-12-09
  • S66 Uniform Combined State Law Examination
    2019-12-09
Other Names
  • Nina Elise Gerard

View on SEC IAPD

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