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Donna S Tettenhorst

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Springfield, MO

New York, NY

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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2015-11-17
MO RA APPROVED 2015-11-10
  • TX RA
    APPROVED
    Since 2015-11-17
  • MO RA
    APPROVED
    Since 2015-11-10

Branch Locations

1630 E Bradford Pkwy, Springfield, MO 65804 • United States

One Bryant Park, New York, NY 10036 • UNITED STATES

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Springfield MO 06/1995 Present
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2015-11-09
  • S66 Uniform Combined State Law Examination
    2015-11-09
Other Names
  • Donna Sue Gillem
  • Donna Sue Neigebauer
  • Donna Sue Tettenhorst

View on SEC IAPD

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